Practice directives and rules

The Discipline Tribunal issues practice directives which are the Tribunal’s rules. The practice directives provide detailed information about:

  • How the Discipline Tribunal operates
  • What is expected of anyone participating in a hearing

Browse all practice directives

Read the consolidated list of practice directives (PDF, 948.9KB)

General rules of procedure

  • Filing documents
  • Written confirmation of filing
  • Defective filings and defective service
  • Urgent filing and directions about filing or service
  • Service methods, effective service and proof of service
  • Counting time
  • Statutory deadlines
  • Usual time periods for key procedural steps
  • Accessibility measures and accommodations that remove barriers to participation
  • Accommodation requests and supporting information
  • Confidential handling and implementation of accommodations
  • Relationship to hearing management and hearing logistics
  • Does not apply to protection orders under HPOA sections 183 to 186
  • Confidential material, including confidential versions, public versions, redactions and labels
  • Confidentiality orders and related requests
  • Access to and disclosure of hearing records
  • Public access to records from a discipline proceeding
  • Official recordings and transcripts
  • Who is a person with an interest
  • Requests for confirmation as a confirmed person with an interest
  • Participation in the discipline hearing process
  • Attendance, notices, hearing records and other information

Intake and commencement

  • Filing and formatting initial requests that start a Discipline Tribunal file
  • Portal filing and other filing directions for requests
  • Organization of requests, searchability and redactions
  • Discipline Tribunal’s review for completeness and missing items
  • Who may request a citation
  • Required contents of the request package, including details on proposals for allegations
  • Required records and information
  • Director review and decision outcomes
  • Fixing filing defects
  • Consent-resolution proposals filed with a request for citation
  • Filing requirements
  • Required contents of the proposal
  • Director review and decision
  • Resolution management conferences in this process
  • Consent resolutions after the Director has issued a citation
  • Requests to change the Consent Resolution Deadline
  • Filing before the Consent Resolution Deadline
  • Director review and resolution management conferences before the deadline
  • Resolving a case after the Consent Resolution Deadline through the hearing process
  • Factors relevant to a proposed consent resolution
  • Requests for approval of a proposed order resolving a complaint involving an allegation of sexual abuse before citation
  • Filing and submission requirements
  • Further information requests, updates after filing and withdrawal
  • Resolution management conferences in this process
  • Decision factors and privacy or confidentiality considerations
  • Purpose and objectives of mediation
  • Mediation principles
  • Availability, format and cost
  • The Director’s role and the effect of unsuccessful mediation

Case and hearing management

  • Case management from citation to the Consent Resolution Deadline
  • Case management conferences
  • Requests for a case management conference or directions in writing
  • Issues addressed, compliance and transition to hearing management
  • Initial hearing dates
  • Rescheduling before the Consent Resolution Deadline
  • Hearing date changes after the Consent Resolution Deadline
  • Adjournments during the hearing
  • Required contents of requests and relevant factors
  • Hearing management after the Consent Resolution Deadline
  • Hearing management conferences
  • Requests for a hearing management conference or an order in writing
  • Pre-hearing applications
  • Issues raised during the hearing

Evidence and hearing conduct

  • General evidentiary rules in a discipline proceeding
  • Exhibits and evidentiary issues
  • Witness lists, witness management and remote testimony
  • Orders to compel attendance or production
  • Expert evidence requirements and management
  • Protection orders under HPOA sections 183 to 186
  • Statutory framework and mandatory considerations
  • Who may request a protection order and when
  • Required materials
  • Examples of protection orders
  • Public access and confidentiality implications
  • Identifying and handling potential sensitive records
  • Applications for production orders under HPOA sections 188 and 189
  • Service, notice, and submissions
  • Determination, private review of records and orders
  • Managing produced sensitive records
  • Hearing format directions from citation to completion of the discipline hearing
  • Deciding hearing format
  • Remote participation requirements
  • Hearing books and electronic exhibits
  • Non-standard or physical evidence
  • Technical failures, interruptions and backup directions
  • Open hearings and public attendance arrangements
  • Access orders
  • Expected conduct of observers and media representatives
  • Support persons and animals
  • Recording, broadcasting, live commentary and electronic devices

Outcomes and post-hearing

  • Disciplinary orders
  • Hearing costs
  • Post-hearing written submissions on liability and other issues
  • Form of decision and reasons
  • Corrections and clarifications under ATA section 53
  • Applications for review under HPOA section 194
  • Filing, service, deadline, contents, and grounds for review
  • Requests for a stay
  • Preliminary dismissal and combining applications
  • Review record, process, and decision after review
  • Publication of requests for a citation and disciplinary orders
  • Required publication content for different categories of disciplinary orders
  • Publication of a request for a citation
  • Related publication steps